SFC Licences of LI Jessica Y 李穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 02 January 2019 | 23 January 2024 |
Merrill Lynch Far East Limited | RE | 4 | 02 January 2019 | 23 January 2024 |
Merrill Lynch Far East Limited | RE | 1 | 02 January 2019 | 23 January 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 January 2019 | 23 January 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 April 2015 | 23 January 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 April 2015 | 23 January 2024 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 09 October 2013 | 14 April 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 23 February 2011 | 26 July 2013 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 23 February 2011 | 26 July 2013 |