SFC Licences of LI Jessica Y 李穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 02 January 2019 23 January 2024
Merrill Lynch Far East Limited RE 4 02 January 2019 23 January 2024
Merrill Lynch Far East Limited RE 1 02 January 2019 23 January 2024
Merrill Lynch (Asia Pacific) Limited RE 6 02 January 2019 23 January 2024
Merrill Lynch (Asia Pacific) Limited RE 4 16 April 2015 23 January 2024
Merrill Lynch (Asia Pacific) Limited RE 1 16 April 2015 23 January 2024
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 09 October 2013 14 April 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 23 February 2011 26 July 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 23 February 2011 26 July 2013