SFC Licences of CHU Fung Ting 朱鳳婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Safari Asia Limited 十八里亞洲有限公司 RE 9 22 November 2022
Safari Asia Limited 十八里亞洲有限公司 RE 1 22 November 2022
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 19 August 2020 17 September 2021
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 19 August 2020 17 September 2021
Valuable Capital Limited 華盛資本証券有限公司 RE 2 06 July 2020 08 July 2020
Valuable Capital Limited 華盛資本証券有限公司 RE 1 06 July 2020 08 July 2020
Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 RO 1 13 September 2019 12 June 2020
Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 RO 2 25 February 2019 12 June 2020
Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 RE 2 15 November 2018 25 February 2019
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 21 October 2014 19 October 2018
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 21 October 2014 19 October 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 30 November 2011 10 October 2014
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 11 May 2011 10 October 2014
South China Securities Limited 南華證券投資有限公司 RE 1 21 March 2011 01 May 2011