SFC Licences of CHO Wan 趙完
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 16 January 2023 | |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 16 January 2023 | |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 02 January 2018 | 04 February 2022 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 02 January 2018 | 04 February 2022 |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 09 March 2015 | 29 September 2017 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 09 March 2015 | 29 September 2017 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 04 March 2011 | 01 December 2014 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 04 March 2011 | 01 December 2014 |