SFC Licences of CHO Wan 趙完

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sunrise Brokers (Hong Kong) Limited RE 2 16 January 2023
Sunrise Brokers (Hong Kong) Limited RE 1 16 January 2023
Tullett Prebon (Hong Kong) Limited RE 2 02 January 2018 04 February 2022
Tullett Prebon (Hong Kong) Limited RE 1 02 January 2018 04 February 2022
Sunrise Brokers (Hong Kong) Limited RE 2 09 March 2015 29 September 2017
Sunrise Brokers (Hong Kong) Limited RE 1 09 March 2015 29 September 2017
Tullett Prebon (Hong Kong) Limited RE 2 04 March 2011 01 December 2014
Tullett Prebon (Hong Kong) Limited RE 1 04 March 2011 01 December 2014