SFC Licences of TAYLOR Stuart Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | 2 | 25 October 2022 | 29 June 2023 |
| Sunrise Brokers (Hong Kong) Limited | RO | 1 | 25 October 2022 | 29 June 2023 |
| BGC Securities (Hong Kong) LLC | RO | 2 | 14 February 2022 | |
| BGC Securities (Hong Kong) LLC | RO | 1 | 14 February 2022 | |
| BGC Securities (Hong Kong) LLC | RE | 2 | 09 June 2021 | 14 February 2022 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 09 June 2021 | 14 February 2022 |
| GFI (HK) Securities L.L.C. | RO | 2 | 09 June 2021 | |
| GFI (HK) Securities L.L.C. | RO | 1 | 09 June 2021 | |
| GFI (HK) Securities L.L.C. | RE | 7 | 09 June 2021 | |
| GFI (HK) Securities L.L.C. | RE | 2 | 07 April 2021 | 09 June 2021 |
| GFI (HK) Securities L.L.C. | RE | 1 | 07 April 2021 | 09 June 2021 |
| Qantex Capital Markets Limited | RE | 1 | 21 February 2020 | 01 December 2020 |
| Qantex Capital Markets Limited | RO | 1 | 30 September 2019 | 21 February 2020 |
| Qantex Capital Markets Limited | RE | 2 | 23 May 2018 | 01 December 2020 |
| Qantex Capital Markets Limited | RE | 1 | 23 May 2018 | 30 September 2019 |
| ICAP Securities Hong Kong Limited | RE | 2 | 01 April 2015 | 31 March 2018 |
| ICAP Securities Hong Kong Limited | RE | 1 | 01 April 2015 | 31 March 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 12 September 2011 | 07 February 2015 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 12 September 2011 | 07 February 2015 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 08 March 2011 | 29 July 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 08 March 2011 | 29 July 2011 |