SFC Licences of CHANG Po-kai 張博凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 March 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 28 February 2019
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 11 November 2015 11 January 2019
Merrill Lynch (Asia Pacific) Limited RE 4 15 June 2015 17 June 2015
Merrill Lynch (Asia Pacific) Limited RE 1 15 June 2015 17 June 2015
Merrill Lynch (Asia Pacific) Limited RE 4 13 May 2015 29 May 2015
Merrill Lynch (Asia Pacific) Limited RE 1 13 May 2015 29 May 2015
Merrill Lynch (Asia Pacific) Limited RE 4 28 January 2015 30 January 2015
Merrill Lynch (Asia Pacific) Limited RE 1 28 January 2015 30 January 2015
Merrill Lynch (Asia Pacific) Limited RE 4 09 December 2014 12 December 2014
Merrill Lynch (Asia Pacific) Limited RE 1 09 December 2014 12 December 2014
Merrill Lynch (Asia Pacific) Limited RE 4 22 September 2014 24 September 2014
Merrill Lynch (Asia Pacific) Limited RE 1 22 September 2014 24 September 2014
Merrill Lynch (Asia Pacific) Limited RE 4 11 June 2014 13 June 2014
Merrill Lynch (Asia Pacific) Limited RE 1 11 June 2014 13 June 2014
Merrill Lynch (Asia Pacific) Limited RE 4 11 December 2013 13 December 2013
Merrill Lynch (Asia Pacific) Limited RE 1 11 December 2013 13 December 2013
Merrill Lynch (Asia Pacific) Limited RE 4 04 September 2013 06 September 2013
Merrill Lynch (Asia Pacific) Limited RE 1 04 September 2013 06 September 2013
Merrill Lynch (Asia Pacific) Limited RE 4 10 December 2012 14 December 2012
Merrill Lynch (Asia Pacific) Limited RE 1 10 December 2012 14 December 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 14 March 2011 04 May 2012