SFC licenceholder AWY941 CHANG Po-kai 張博凱

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 01 March 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 28 February 2019
Macquarie Capital Limited 麥格理資本股份有限公司 RE [4] (Advising on Securities) 11 November 2015 11 January 2019
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 December 2012 14 December 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE [4] (Advising on Securities) 14 March 2011 04 May 2012