SFC Licences of CHANG Po-kai 張博凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 March 2019 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 28 February 2019 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 November 2015 | 11 January 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 June 2015 | 17 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2015 | 17 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 May 2015 | 29 May 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 May 2015 | 29 May 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 January 2015 | 30 January 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 January 2015 | 30 January 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 December 2014 | 12 December 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 December 2014 | 12 December 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 September 2014 | 24 September 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 September 2014 | 24 September 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 June 2014 | 13 June 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 June 2014 | 13 June 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 December 2013 | 13 December 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 December 2013 | 13 December 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 04 September 2013 | 06 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 September 2013 | 06 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 December 2012 | 14 December 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 December 2012 | 14 December 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 14 March 2011 | 04 May 2012 |