SFC Licences of CHAN Sze Ho 陳思浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| I Win Securities Limited 一盈證券有限公司 | RO | 1 | 11 March 2022 | |
| I Win Asset Management Limited 一盈資產管理有限公司 | RE | 4 | 04 March 2022 | |
| I Win Securities Limited 一盈證券有限公司 | RE | 1 | 08 December 2020 | 11 March 2022 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 4 | 03 December 2018 | 28 July 2020 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 03 December 2018 | 28 July 2020 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 03 January 2018 | 28 July 2020 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 03 January 2018 | 28 July 2020 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 03 January 2018 | 28 July 2020 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 15 May 2013 | 27 July 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 July 2011 | 27 July 2017 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 11 March 2011 | 21 June 2011 |