SFC Licences of KOO Maurice Win-chong 顧永祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 | RO | 9 | 09 July 2018 | |
| Rockpool Capital Limited 摩石資本有限公司 | RO | 4 | 09 July 2018 | |
| Rockpool Capital Limited 摩石資本有限公司 | RO | 1 | 09 July 2018 | |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 17 March 2011 | 31 October 2012 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 17 March 2011 | 31 October 2012 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 17 March 2011 | 31 October 2012 |