SFC Licences of PUSTOC'H Francois-Xavier Nicholas Simon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 23 July 2013 | 02 September 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 July 2013 | 02 September 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 January 2012 | 04 September 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 January 2012 | 04 September 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 March 2011 | 18 June 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 18 March 2011 | 18 June 2011 |