SFC Licences of MA Xiaona 馬曉娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Direction Capital Limited 方向資本有限公司 RO 9 23 February 2024
Direction Capital Limited 方向資本有限公司 RO 4 23 February 2024
Direction Capital Limited 方向資本有限公司 RE 9 29 January 2024 23 February 2024
Direction Capital Limited 方向資本有限公司 RE 4 29 January 2024 23 February 2024
Kinlou Wealth Management Limited 乾璐財富管理有限公司 RO 9 08 November 2023 07 January 2024
Kinlou Wealth Management Limited 乾璐財富管理有限公司 RO 4 08 November 2023 07 January 2024
Kinlou Wealth Management Limited 乾璐財富管理有限公司 RE 9 09 October 2023 08 November 2023
Kinlou Wealth Management Limited 乾璐財富管理有限公司 RE 4 09 October 2023 08 November 2023
FTAG Financial Limited 新中港金融投資有限公司 RO 4 06 July 2022 01 June 2023
FTAG Financial Limited 新中港金融投資有限公司 RO 1 06 July 2022 01 June 2023
FTAG Financial Limited 新中港金融投資有限公司 RO 9 21 May 2021 01 June 2023
HK Monkey Securities Limited 金猴證券有限公司 RO 4 04 April 2019 01 October 2019
HK Monkey Securities Limited 金猴證券有限公司 RO 9 26 October 2018 01 October 2019
HK Monkey Securities Limited 金猴證券有限公司 RO 1 03 July 2018 01 October 2019
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 13 September 2016 07 September 2017
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 13 September 2016 07 September 2017
Crosby Securities Limited 高誠證券有限公司 RE 6 08 December 2015 26 August 2016
Crosby Securities Limited 高誠證券有限公司 RE 4 08 December 2015 26 August 2016
Crosby Securities Limited 高誠證券有限公司 RE 1 08 December 2015 26 August 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 19 September 2013 03 November 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 21 May 2013 03 November 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 01 April 2011 21 May 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 01 April 2011 21 May 2013