SFC Licences of CHEN Yi-yin 陳怡吟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 09 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 15 July 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 15 July 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 10 July 2012 15 July 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 10 July 2012 15 July 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 25 March 2011 24 June 2012
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 25 March 2011 24 June 2012