SFC Licences of DONG Fangming 董方明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 5 | 03 October 2012 | 01 February 2013 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 03 October 2012 | 01 February 2013 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 03 October 2012 | 01 February 2013 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 03 October 2012 | 01 February 2013 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 29 August 2012 | 01 February 2013 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 June 2012 | 28 August 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 25 March 2011 | 28 August 2012 |