SFC Licences of LEE Chaeeun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BGC Securities (Hong Kong) LLC | RE | 2 | 21 January 2016 | 30 April 2017 |
BGC Securities (Hong Kong) LLC | RE | 1 | 21 January 2016 | 30 April 2017 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 07 May 2015 | 20 August 2015 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 07 May 2015 | 20 August 2015 |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 20 March 2014 | 03 March 2015 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 20 March 2014 | 03 March 2015 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 13 November 2013 | 01 February 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 13 November 2013 | 01 February 2014 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 15 April 2011 | 04 June 2013 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 15 April 2011 | 04 June 2013 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 15 April 2011 | 04 June 2013 |