SFC Licences of LEE Chaeeun

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BGC Securities (Hong Kong) LLC RE 2 21 January 2016 30 April 2017
BGC Securities (Hong Kong) LLC RE 1 21 January 2016 30 April 2017
Tullett Prebon (Hong Kong) Limited RE 2 07 May 2015 20 August 2015
Tullett Prebon (Hong Kong) Limited RE 1 07 May 2015 20 August 2015
Sunrise Brokers (Hong Kong) Limited RE 2 20 March 2014 03 March 2015
Sunrise Brokers (Hong Kong) Limited RE 1 20 March 2014 03 March 2015
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 13 November 2013 01 February 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 13 November 2013 01 February 2014
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 15 April 2011 04 June 2013
SG Asset Finance (Hong Kong) Limited RE 2 15 April 2011 04 June 2013
SG Asset Finance (Hong Kong) Limited RE 1 15 April 2011 04 June 2013