SFC Licences of LIU Yang 劉洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 | RE | 9 | 03 June 2020 | |
| Segantii Capital Management Limited | RE | 9 | 23 May 2018 | 17 March 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 07 October 2013 | 23 March 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 October 2013 | 23 March 2018 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 21 April 2011 | 28 September 2013 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 21 April 2011 | 28 September 2013 |