SFC Licences of LEVY Cyril Claude

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Capula Investment Management Asia Limited	RE	9	03 April 2014	01 March 2016
Capula Investment Management Asia Limited	RE	1	03 April 2014	01 March 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	5	12 April 2013	30 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	4	12 April 2013	30 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	2	12 April 2013	30 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	1	12 April 2013	30 April 2013
J.P. Morgan Securities (Far East) Limited	RE	4	12 April 2013	30 April 2013
J.P. Morgan Securities (Far East) Limited	RE	1	12 April 2013	30 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RO	5	08 November 2012	12 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RO	4	08 November 2012	12 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RO	2	08 November 2012	12 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RO	1	08 November 2012	12 April 2013
J.P. Morgan Securities (Far East) Limited	RO	4	08 November 2012	12 April 2013
J.P. Morgan Securities (Far East) Limited	RO	1	08 November 2012	12 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	7	15 February 2012	30 April 2013
J.P. Morgan Broking (Hong Kong) Limited	RE	5	15 February 2012	08 November 2012
J.P. Morgan Broking (Hong Kong) Limited	RE	2	15 February 2012	08 November 2012
J.P. Morgan Broking (Hong Kong) Limited	RE	1	04 May 2011	08 November 2012
J.P. Morgan Broking (Hong Kong) Limited	RE	4	04 May 2011	08 November 2012