SFC Licences of LO Szu-Yuan 駱思遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 06 November 2018 | 06 May 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 21 November 2014 | 04 April 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 03 May 2011 | 01 August 2012 |