SFC Licences of NAN Nan 南楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司
RE 4, 9 29 November 2019
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 17 July 2019 28 November 2019
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司
RE 1, 4, 9 27 May 2016 01 September 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 29 January 2016 19 May 2016
Moody's Investors Service Hong Kong Limited
RE 10 01 June 2011 06 January 2016