SFC Licences of NAN Nan 南楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 29 November 2019 | |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 29 November 2019 | |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 9 | 17 July 2019 | 28 November 2019 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 17 July 2019 | 28 November 2019 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 27 May 2016 | 01 September 2018 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 27 May 2016 | 01 September 2018 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 27 May 2016 | 01 September 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 29 January 2016 | 19 May 2016 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 January 2016 | 19 May 2016 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 01 June 2011 | 06 January 2016 |