SFC Licences of LAU Kin Chung, Alex 劉健聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tianlong Capital Management Limited 天龍資本管理有限公司 RO 6 28 May 2020
Tianlong Capital Management Limited 天龍資本管理有限公司 RE 6 20 April 2020 28 May 2020
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 6 11 June 2018 31 December 2019
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 1 19 April 2018 31 December 2019
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 19 April 2018 11 June 2018
China Everbright Capital Limited 中國光大融資有限公司 RO 6 07 September 2017 04 March 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 4 09 May 2017 04 March 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 1 10 April 2017 04 March 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 6 10 April 2017 07 September 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 18 January 2016 26 February 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 18 January 2016 26 February 2017
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 6 25 February 2014 24 November 2014
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 4 25 February 2014 24 November 2014
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 1 25 February 2014 24 November 2014
Platinum Securities Company Limited 百德能證券有限公司 RE 6 18 May 2011 30 January 2014
Platinum Securities Company Limited 百德能證券有限公司 RE 1 18 May 2011 30 January 2014