SFC Licences of CAO Yishan 曹一珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 19 December 2018 | |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 19 December 2018 | |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 19 December 2018 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 30 May 2011 | 18 August 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 30 May 2011 | 18 August 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 30 May 2011 | 18 August 2012 |