SFC Licences of FOUR Matthew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tullett Prebon (Hong Kong) Limited | RE | 7 | 03 January 2023 | |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 03 January 2023 | |
T.F.S. Derivatives HK Limited | RE | 1 | 01 February 2019 | 27 February 2019 |
Tullett Prebon (Hong Kong) Limited | RE | 7 | 16 July 2015 | 12 November 2018 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 16 July 2015 | 12 November 2018 |
GFI (HK) Securities L.L.C. | RE | 7 | 30 May 2011 | 16 February 2015 |
GFI (HK) Securities L.L.C. | RE | 1 | 30 May 2011 | 16 February 2015 |