SFC Licences of CHIN Abel Yoon Sern

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 02 January 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 03 February 2017 19 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 February 2017 19 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 May 2011 01 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 30 May 2011 01 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 30 May 2011 01 July 2011