SFC Licences of SIN Rebecca So-kwun 冼素君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EXS Capital Asia Limited RE 4 04 October 2013 18 March 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 15 June 2011 14 August 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 15 June 2011 14 August 2012