SFC Licences of LUO Jiaming 羅佳明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhong Ou Asset Management International Limited 中歐基金國際有限公司 | RE | 9 | 15 June 2020 | |
Zhong Ou Asset Management International Limited 中歐基金國際有限公司 | RE | 4 | 15 June 2020 | |
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 | RE | 9 | 25 March 2015 | 13 April 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 June 2012 | 16 March 2013 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 14 June 2011 | 21 May 2012 |