SFC Licences of YEUNG Kam Yan, Matthew 楊錦恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 18 January 2016 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 18 January 2016 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 20 November 2013 | 31 December 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 20 November 2013 | 31 December 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 24 June 2011 | 01 September 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 24 June 2011 | 01 September 2011 |