SFC Licences of WANG Zhong Yang 王鐘楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 May 2018 | 31 August 2021 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 21 May 2018 | 31 August 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 16 August 2017 | 27 March 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 December 2012 | 28 June 2017 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 13 July 2011 | 24 December 2012 |