SFC Licences of LAM Ka Ho 林家豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RO 9 09 August 2019
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RO 4 09 August 2019
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 RO 1 04 January 2019
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 RE 1 13 September 2018 04 January 2019
Mason Futures Limited 茂宸期貨有限公司 RE 2 09 August 2017 31 August 2018
Mason Securities Limited 茂宸證券有限公司 RE 1 09 August 2017 31 August 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 27 November 2014 29 July 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 27 November 2014 29 July 2017
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 11 March 2014 19 November 2014
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 12 July 2013 19 November 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 12 July 2013 19 November 2014
South China Commodities Limited 南華期貨有限公司 RE 2 04 November 2011 24 June 2013
South China Securities Limited 南華證券投資有限公司 RE 1 13 July 2011 24 June 2013