SFC Licences of CHENG Kwok Sum 鄭國森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	1	20 June 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	9	20 June 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	5	20 June 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	4	20 June 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	2	20 June 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	1	20 June 2022
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司	RE	9	13 January 2017	12 July 2018
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司	RE	4	13 January 2017	12 July 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	1	16 May 2016	03 November 2016
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	27 May 2015	18 March 2016
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	27 May 2015	18 March 2016
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	21 May 2013	22 April 2015
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	2	16 April 2012	31 March 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	01 August 2011	22 April 2015