SFC Licences of LAM Derek Matthew 林嘉誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 22 August 2019 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 17 September 2018 | 30 April 2019 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 November 2014 | 30 July 2015 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 November 2014 | 30 July 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 August 2011 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 10 August 2011 | 03 June 2014 |