SFC Licences of CAO Xiangwei 曹湘薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Welwing Capital Group Limited | RE | 9 | 04 April 2022 | |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 | RE | 9 | 02 July 2020 | 16 March 2021 |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 | RE | 4 | 02 July 2020 | 16 March 2021 |
| Symmetry Investments (Hong Kong) Limited 對稱資本有限公司 | RE | 9 | 15 October 2015 | 30 April 2019 |
| Merrill Lynch Far East Limited | RE | 2 | 10 April 2014 | 24 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 August 2011 | 24 April 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 11 August 2011 | 24 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 August 2011 | 10 April 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 11 August 2011 | 10 April 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 11 August 2011 | 10 April 2014 |
| Merrill Lynch Far East Limited | RE | 6 | 11 August 2011 | 10 April 2014 |