SFC Licences of XIE Zhengyang 解正阳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RO 4 08 November 2018 29 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 08 November 2018 29 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 03 May 2018 29 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 03 May 2018 08 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 03 May 2018 08 November 2018
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 9 27 February 2012 10 June 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 4 27 February 2012 10 June 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 9 27 February 2012 10 June 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 4 27 February 2012 10 June 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 27 February 2012 10 June 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 27 February 2012 10 June 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 1 27 February 2012 10 June 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 19 August 2011 27 February 2012
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 19 August 2011 27 February 2012
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 19 August 2011 27 February 2012
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 19 August 2011 27 February 2012
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 19 August 2011 27 February 2012
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 19 August 2011 27 February 2012