SFC Licences of GALVIN Simon Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 09 August 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 August 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 August 2021 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 09 April 2019 | 31 October 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 05 September 2011 | 14 July 2016 |