SFC Licences of SO Ka Ho Benjamin 蘇家灝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Primas Asset Management Limited 博領資產管理有限公司 | RE | 9 | 06 July 2020 | |
Primas Asset Management Limited 博領資產管理有限公司 | RE | 4 | 06 July 2020 | |
Merrill Lynch Far East Limited | RE | 2 | 04 July 2016 | 05 September 2017 |
Merrill Lynch Far East Limited | RE | 1 | 04 July 2016 | 05 September 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 July 2016 | 05 September 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 16 September 2011 | 02 May 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 September 2011 | 02 May 2013 |