SFC Licences of LAU Yuen Shing 劉原誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RE | 6 | 06 October 2017 | 17 May 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 06 October 2017 | 17 May 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 October 2017 | 17 May 2018 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 31 May 2013 | 24 February 2016 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 07 September 2011 | 05 April 2013 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 07 September 2011 | 30 September 2011 |