SFC Licences of CHAN Chester Chi-to 陳志滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 1 | 16 June 2022 | 03 January 2023 |
| Alpha Win Capital Limited 中源國際資本有限公司 | RE | 4 | 18 March 2020 | 17 November 2020 |
| Alpha Win Capital Limited 中源國際資本有限公司 | RE | 1 | 18 March 2020 | 17 November 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 07 August 2018 | 31 December 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 13 July 2015 | 31 December 2019 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 13 July 2015 | 31 December 2019 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 29 August 2012 | 17 April 2015 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 20 September 2011 | 01 October 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 20 September 2011 | 01 October 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 20 September 2011 | 01 October 2011 |