SFC Licences of COWLEY Garrick James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | 2 | 28 June 2023 | |
| Sunrise Brokers (Hong Kong) Limited | RO | 1 | 28 June 2023 | |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 17 April 2023 | 28 June 2023 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 17 April 2023 | 28 June 2023 |
| T.F.S. Derivatives HK Limited | RE | 2 | 22 September 2011 | 20 October 2011 |