SFC Licences of CHAN Lut Kwan 陳律君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 07 March 2014 | 07 January 2021 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 07 March 2014 | 07 January 2021 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 12 February 2014 | 07 January 2021 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 12 February 2014 | 07 January 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 September 2011 | 30 January 2014 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 23 September 2011 | 30 January 2014 |