SFC Licences of LU Yuetian 呂閱天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RO | 9 | 25 August 2017 | 31 March 2018 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 4 | 16 February 2016 | 31 March 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 16 February 2016 | 31 March 2018 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 16 February 2016 | 25 August 2017 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RE | 9 | 28 March 2014 | 01 January 2016 |
| Lighthorse Asset Management (HK) Limited | RE | 4 | 03 June 2013 | 01 March 2014 |
| Northwest Investment Management (Hong Kong) Limited | RE | 9 | 21 October 2011 | 30 November 2012 |