SFC Licences of NG Po Ling 吳寶玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 29 August 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 August 2022 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 01 September 2021 | 30 June 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 04 May 2020 | 30 June 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 04 May 2020 | 30 June 2022 |
| S&P Global Ratings Hong Kong Limited | RE | 10 | 13 August 2018 | 28 February 2020 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 18 November 2011 | 03 June 2013 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 5 | 18 November 2011 | 03 June 2013 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 18 November 2011 | 03 June 2013 |