SFC Licences of NG Po Ling 吳寶玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 01 September 2021 30 June 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 04 May 2020 30 June 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 04 May 2020 30 June 2022
S&P Global Ratings Hong Kong Limited RE 10 13 August 2018 28 February 2020
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 9 18 November 2011 03 June 2013
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 5 18 November 2011 03 June 2013
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 4 18 November 2011 03 June 2013