SFC Licences of LAW Wing Yin 羅穎妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 19 December 2022 | |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 | RE | 9 | 18 September 2020 | 28 October 2022 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 | RE | 4 | 07 August 2020 | 28 October 2022 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 | RE | 1 | 07 August 2020 | 28 October 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 03 July 2012 | 19 July 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 27 October 2011 | 19 July 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 27 October 2011 | 19 July 2020 |