SFC Licences of BUDHRANI Sanjay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 25 July 2014 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 25 July 2014 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 25 July 2014 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 25 July 2014 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 25 July 2014 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 July 2014 | |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 24 May 2013 | 29 April 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 November 2011 | 29 April 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 November 2011 | 29 April 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 November 2011 | 01 November 2013 |