SFC Licences of LU Shurui 呂姝睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 10 February 2014 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 10 February 2014 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 10 February 2014 | |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 03 July 2012 | 17 January 2014 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 17 January 2014 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 21 November 2011 | 30 June 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 21 November 2011 | 30 June 2012 |