SFC Licences of CHEN Qiming 陳啟明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 26 April 2016 | 15 November 2019 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 26 April 2016 | 15 November 2019 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 26 April 2016 | 15 November 2019 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 | RE | 9 | 13 September 2013 | 07 August 2015 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 21 May 2012 | 02 July 2013 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 01 December 2011 | 02 July 2013 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 01 December 2011 | 02 July 2013 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 9 | 01 December 2011 | 21 May 2012 |