SFC Licences of CHEN Qiming 陳啟明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 26 April 2016 15 November 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 26 April 2016 15 November 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 26 April 2016 15 November 2019
HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 RE 9 13 September 2013 07 August 2015
Head & Shoulders Asset Management Limited 聯合資產管理有限公司 RE 9 21 May 2012 02 July 2013
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 01 December 2011 02 July 2013
Head & Shoulders Securities Limited 聯合證券有限公司 RE 4 01 December 2011 02 July 2013
Head & Shoulders Securities Limited 聯合證券有限公司 RE 9 01 December 2011 21 May 2012