SFC Licences of LUI Wan Hong 呂雲康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RE | 6 | 14 November 2017 | 31 October 2020 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 14 November 2017 | 31 October 2020 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 14 November 2017 | 31 October 2020 |
| UBS Securities Hong Kong Limited | RE | 6 | 13 July 2015 | 28 November 2015 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 27 March 2015 | 31 March 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 27 March 2015 | 31 March 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 27 March 2015 | 31 March 2015 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 20 December 2011 | 03 March 2015 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 20 December 2011 | 03 March 2015 |