SFC Licences of LAU Chung Wai 劉仲威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 27 January 2016 | 18 June 2016 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 29 April 2015 | 11 January 2016 |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 1 | 13 March 2013 | 27 April 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 February 2013 | 12 March 2013 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 28 November 2011 | 18 January 2012 |