SFC Licences of SEETO Dereke Charles Wing On

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 7 25 September 2019 14 May 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 2 25 September 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 25 September 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 25 August 2017 25 September 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 25 August 2017 25 September 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 25 August 2017 25 September 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 10 August 2015 25 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 5 10 August 2015 25 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 10 August 2015 25 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 August 2015 25 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 5 14 November 2013 10 August 2015
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO 1 24 October 2012 10 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 2 24 October 2012 10 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 24 October 2012 10 August 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 7 24 October 2012 01 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 06 December 2011 24 October 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 06 December 2011 24 October 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 06 December 2011 24 October 2012