SFC Licences of MEHTA Harshad Satish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GFI (HK) Securities L.L.C. | RE | 7 | 06 February 2023 | |
GFI (HK) Securities L.L.C. | RE | 2 | 01 December 2022 | |
GFI (HK) Securities L.L.C. | RE | 1 | 01 December 2022 | |
ICAP Securities Hong Kong Limited | RE | 2 | 30 March 2022 | 31 August 2022 |
ICAP Securities Hong Kong Limited | RE | 1 | 30 March 2022 | 31 August 2022 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 12 July 2021 | 31 August 2022 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 12 July 2021 | 31 August 2022 |
Nittan Capital Asia Limited 溢勝亞洲有限公司 | RE | 1 | 15 December 2011 | 30 September 2012 |