SFC Licences of LU Yan 路妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 12 August 2014 | 01 September 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 August 2014 | 01 September 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 June 2013 | 26 July 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 June 2013 | 26 July 2014 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 18 January 2013 | 10 May 2013 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 18 January 2013 | 10 May 2013 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 18 January 2013 | 10 May 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 18 January 2013 | 10 May 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 18 January 2013 | 10 May 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 18 January 2013 | 10 May 2013 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 25 October 2012 |