SFC Licences of LI Xiang Betty

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 04 November 2019 19 February 2024
Merrill Lynch Far East Limited RE 4 04 November 2019 19 February 2024
Merrill Lynch Far East Limited RE 1 04 November 2019 19 February 2024
Merrill Lynch (Asia Pacific) Limited RE 6 04 November 2019
Merrill Lynch (Asia Pacific) Limited RE 4 04 November 2019
Merrill Lynch (Asia Pacific) Limited RE 1 04 November 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 21 March 2012 13 August 2019