SFC Licences of LUO Jun 羅駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 19 December 2016 | |
| UBS AG | 6 | 23 February 2015 | ||
| UBS AG | 4 | 23 February 2015 | ||
| UBS Securities Hong Kong Limited | RO | 6 | 26 August 2014 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 26 August 2014 |