SFC Licences of LOU Chao 樓超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RE 9 22 December 2017 31 December 2021
UBS Asset Management (Hong Kong) Limited RE 4 22 December 2017 31 December 2021
UBS Asset Management (Hong Kong) Limited RE 1 22 December 2017 31 December 2021
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 9 18 August 2015 07 July 2017
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 4 18 August 2015 07 July 2017
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 5 07 July 2015 10 August 2015
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 2 07 July 2015 10 August 2015
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 07 July 2015 10 August 2015
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 02 October 2013 10 August 2015
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 02 October 2013 10 August 2015
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 13 January 2012 13 September 2013
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 13 January 2012 13 September 2013