SFC Licences of XU Sijia 徐思嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 24 August 2016 | 28 June 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 24 August 2016 | 28 June 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 August 2016 | 28 June 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 30 May 2016 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 30 May 2016 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 30 May 2016 |